Employee Benefit
Plan Audits


Your Plan

Retirement plans are intricate. As the plan sponsor, you execute the legal responsibilities of the plan. You’re trusted to keep the plan in good standing. Ensure your co-workers will reap the benefits. As experts in employee benefit plan audits, we know the Department of Labor (DOL) and IRS requirements of your plan. Which reports and forms you need to file.

We analyze and evaluate financial statements and supporting schedules. Eligibility. Contributions. Distributions. Prohibited transactions. We show you where operations could be improved. Where to strengthen controls. How to achieve greater plan efficiency. We work to protect your plan participants and the plan’s financial integrity. We find out whether plan funds are available to pay benefits now, tomorrow, and farther down the road. So you can determine the right course of action.



  • Plan Financial Statements – Evaluation & Analysis
  • Form 5500 – Preparation & Review
  • Form 990 Preparation
  • Internal Controls & Plan Operations Assessment
  • Operational Recommendations
  • Fraud Detection & Prevention
  • ERISA, DOL & IRS Compliance
  • DOL Audit Assistance


We have a team of skilled CPAs. A full suite of attestation and audit services. We’re here to help you.


Our firm is in Schaumberg, IL. Most of our clients are located in the surrounding areas. But our reach expands across all 50 states.


Does Your Retirement Plan Need An Audit In 2021?

Windroot is Different

A leading advisory, tax and assurance firm dedicated to building long-lasting relationships and helping you win now and anticipate tomorrow. We have only one agenda: Yours. Review strategies to help you strengthen your business’s financial health so you can create stability and prepare for the future.

Services Tax Preparer Accountant Controller CFO Windroot

Tax Planning &

A/R & A/P
Month End Closing
Financial Reporting
Cash Flow & Budgeting
ERP Software Implementation
Strategy & Funding

The right team and tools for your business.

When you become a Windroot client, you receive personalized guidance on ways to improve your business, in addition to customized accounting and tax services. We create genuine relationships and meaningful experiences with our clients to solve their most pressing problems and seize opportunities.

commited to

Client Satisfaction

Last year, 1000+ small business owners connected with Windroot to save time, money, and stress.

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Windroot Document Portal

The is a complimentary resource that allows clients to exchange important documents and information with Windroot CPAs.

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